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Unified IRS-Aided MIMO Transceiver Designs via Majorization Theory
Gong, Shiqi1; Xing, Chengwen2; Zhao, Xin2; Ma, Shaodan1,3; An, Jian ping2
2021
Source PublicationIEEE Transactions on Signal Processing
ISSN1053-587X
Volume69Pages:3016-3032
Abstract

In this paper, we develop a unified framework for IRS-aided transceiver designs under general power constraints in multiple-input multiple-output (MIMO) systems which implement interference (pre-)subtraction via Tomlinson-Harashima precoding (THP) or Decision Feedback Equalization (DFE) technologies. Armed with majorization theory, two fundamental classes of performance criteria, namely K-increasing Schur-concave and Schur-convex functions of the logarithm of Mean Square Error (MSE) of the data stream, are investigated in depth. Firstly, we propose a simplified counterpart of the optimal transceiver design under general power constraints, with equivalence guaranteed by Pareto optimization theory and Lagrange duality. Moreover, the optimal semi-closed form solution to this simplified transceiver design can be attained using the modified subgradient method. Next, we prove that for any Schur-concave objective, the optimal nonlinear THP (DFE) design is in essence the linear precoding (equalization). For any Schur-convex objective, the optimal transceiver design results in individual data streams with equal MSEs, and thereby reduces to the Gaussian mutual information maximization based design. Based on the above conclusions, we further propose an efficient alternating optimization algorithm to decouple the optimization of the transmit precoder and the IRS reflection coefficients, where the classical successive convex approximation (SCA) technique is applied to fight against non-convex subproblems. From the low computational complexity perspective, a two-stage scheme is also developed inspired by the capability of the IRS in constructing favorable wireless links. Finally, numerical results show the global optimality of the modified subgradient method and the excellent performance of the proposed alternating optimization algorithm and two-stage scheme.

KeywordMajorization Theory Intelligent Reflecting Surface (Irs) Multiple-input Multiple-output (Mimo) General Power Constraints Schur-convex/schur-concave
DOI10.1109/TSP.2021.3078571
URLView the original
Indexed BySCIE
Language英語English
WOS Research AreaEngineering
WOS SubjectEngineering, Electrical & Electronic
WOS IDWOS:000660633600004
PublisherIEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC445 HOES LANE, PISCATAWAY, NJ 08855-4141
Scopus ID2-s2.0-85105861146
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Citation statistics
Document TypeJournal article
CollectionFaculty of Science and Technology
THE STATE KEY LABORATORY OF INTERNET OF THINGS FOR SMART CITY (UNIVERSITY OF MACAU)
DEPARTMENT OF ELECTRICAL AND COMPUTER ENGINEERING
Corresponding AuthorXing, Chengwen
Affiliation1.State Key Laboratory of Internet of Things for Smart City, University of Macau, Macau, China
2.School of Information and Electronics, Beijing Institute of Technology, China, Beijing, China, 100081
3.Department of Electrical and Computer Engineering, University of Macau, Taipa, Macao, China
First Author AffilicationUniversity of Macau
Recommended Citation
GB/T 7714
Gong, Shiqi,Xing, Chengwen,Zhao, Xin,et al. Unified IRS-Aided MIMO Transceiver Designs via Majorization Theory[J]. IEEE Transactions on Signal Processing, 2021, 69, 3016-3032.
APA Gong, Shiqi., Xing, Chengwen., Zhao, Xin., Ma, Shaodan., & An, Jian ping (2021). Unified IRS-Aided MIMO Transceiver Designs via Majorization Theory. IEEE Transactions on Signal Processing, 69, 3016-3032.
MLA Gong, Shiqi,et al."Unified IRS-Aided MIMO Transceiver Designs via Majorization Theory".IEEE Transactions on Signal Processing 69(2021):3016-3032.
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